ASIC has cancelled the Australian Financial Services (AFS) licence of NSW-based financial services provider Metal Alpha Pty Ltd, effective 19 May 2022. On 18 May 2022, Metal Alpha confirmed to ASIC that Metal Alpha was no longer carrying on a financial services business and had no intention to resume trading. On this basis, ASIC decided …
ASIC has cancelled the Australian financial services (AFS) licence of Perth-based Quattro Capital Group Pty Ltd (Quattro) and banned its director, Grant Stewart Gibson, from controlling a financial services entity for eight years. Quattro was the AFS licensee of a number of authorised representatives, including representatives who were part of the Mayfair 101 Group and …
ASIC cancels AFS licence of Quattro Capital Group and bans director Read More »
Two charges laid against Tom Thompson of Cabarita, New South Wales, have been dismissed. Thompson had earlier pleaded guilty to two charges of making false or misleading statements in two forms lodged with ASIC (refer: 22-029MR). At the sentencing hearing in the Downing Centre Court on 19 April 2022, the Magistrate dismissed the charges under …
NSW director has charges dismissed for making false statements to ASIC Read More »
Unauthorised firm – CRYPTON CAPITAL INVEST LIMITED Address: 312 Small Street, New York, UNITED STATES OF AMERICA, NY10018 Telephone: 07915609488 Email: [email protected] Website: www.cryptoncapitalinvest.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – CRYPTOMARKET INTERNATIONAL Address: 85 Barnton Park Avenue, Edinburgh, EH46HD Website: www.cryptomarket.international Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has commenced civil penalty proceedings in the Federal Court against Australian Mines Limited (ASX: AUZ) for allegedly breaching its continuous disclosure obligations and its managing director Benjamin Bell for allegedly breaching his directors’ duties. On 19 February 2018, Australian Mines announced to the ASX that it had entered a term sheet for an offtake …
Unauthorised firm – PRB CAPITALS LTD Address: 71-75 Shelton Street, Covent Garden, London OLD STREET, LONDON, ECIV9BD Email: [email protected], [email protected] Website: www.prbcapitals.com, www.prbcapitalltd.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Pointe-Benowitz LLC / Point-Benowitz Address: 470 Nepperham Avenue, Yonkers, new york, UNITED STATES OF AMERICA, 10701 Telephone: 19142210932 Fax: 191444623308 Email: [email protected], [email protected], [email protected] Website: www.pointe-benowitz.com Other Information: Names: Pointe-Benowitz LLC, Point-Benowitz and Pointe-Benowitz Consulting Group LLC Be aware that some firms may give out other details or change their contact details …
Unauthorised firm – CRYPTODESKTRADING Address: 10 Paternoster Sq, London, EC4M 7LS Telephone: 12014790548 Email: [email protected] Website: www.cryptodesktrading.online Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has disqualified former building and construction industry director Simon Maurice Pitard of Cheltenham, Victoria, from managing corporations for three years and six months due to his involvement in numerous failed companies. Mr Pitard was a director of 42 companies within the Steller Group, all of which entered into liquidation between 2019 and 2020, including …
ASIC disqualifies former Steller Group director Simon Pitard Read More »
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