ASIC has remade Class Order [CO 11/842] PDS requirements where a quote for a general insurance product is given, for a further five years. The Class Order was due to expire on 1 April 2022. The new instrument, ASIC Corporations (PDS Requirements for General Insurance Quotes) Instrument 2022/66, continues to provide relief to address the …
ASIC remakes ‘sunsetting’ class order on general insurance quotes Read More »
Between 1 July to 31 December 2021, ASIC prosecuted 104 company officers and related individuals for failing to assist registered liquidators. The prosecutions took place in local and magistrates’ courts and were carried out by ASIC and the Commonwealth Director of Public Prosecutions. Company officers and others involved in company management have an obligation to …
ASIC prosecutes 104 individuals for failing to assist liquidators Read More »
Unauthorised firm – PREMIUM CRYPTO LTD Address: 32-33 Cartwright Gardens, London, UNITED KINGDOM, WC1H 9EH Website: https://premiumcryptoltd.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Forex24xchange Address: 390 Page Blvd, Springfield, UNITED STATES OF AMERICA, MA 01152 The Hoxton Mix, 3rd floor, 86-90 Paul Street, London, UNITED KINGDOM, EC2A 4NE Telephone: +17073944060 Email: [email protected], [email protected] Website: https://forex24xchange.com/ Be aware that some firms may give out other details or change their contact details over time to new email …
ASIC has released its quarterly update for 1 October to 31 December 2021 (REP 717). During the quarter we completed investigations into matters arising from the Financial Services Royal Commission. Chair Joe Longo said, ‘ASIC launched a series of enforcement actions in response to a significant number of individual and corporate compliance failures. We will …
Unauthorised firm – Legal Trade Coins Mining Address: 25 Stephenson Way, London, UNITED KINGDOM, NW1 2HD Telephone: +12133428812 Email: [email protected] Website: https://legaltradecoinsmining.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trading in Contracts for Difference (CFD) of PanAust Limited (ASX: PNA). Appearing before the District Court at Brisbane, Mr Li was arraigned and pleaded guilty to one count of trading while in possession of inside information and one count …
ASIC has today released a consultation paper seeking feedback on proposed changes to the relief for business introduction services. The original Class Order, [CO 02/273] Business introduction and matching services, gave conditional relief from the fundraising, financial product disclosure, hawking and advertising requirements in the Corporations Act 2001 that would apply to a person making …
ASIC consults on proposals to remake relief for business introduction services Read More »
Unauthorised firm – NOVA FX OPTIONS Address: 1747 Maplelawn Dr #4604, Troy, UNITED STATES OF AMERICA, MI 48084 Email: [email protected] Website: https://novafxoptions.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has banned former Spaceship Capital Limited director and CEO Paul Kevin Bennetts, of Elanora Heights, New South Wales, from providing financial services for a period of 6 years, after an ASIC investigation found he had dishonestly obtained his Australian Institute of Company Directors (AICD) qualification. Mr Bennetts was a director and responsible manager of …
Former Spaceship Capital CEO banned from providing financial services Read More »
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