Optix Australasia Pty Ltd, has paid $187,800 to comply with an infringement notice issued by ASIC. The infringement notice was issued because ASIC has reasonable grounds to believe that Optix, a small proprietary company and ultimately controlled by South African listed company, KAP Limited, failed to lodge its financial reports with ASIC for the year …
Name: Bitwayvix Address: 14 Fitz-James Avenue, London, UNITED KINGDOM Email: [email protected] Website: www.bitwayvix.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: fixed-term.com Website: https://fixed-term.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Fraudsters are using the following details to scam people: Name: Hedge Funds Limited (Clone of FCA authorised firm) Address: 69 buchanan st, Glasgow (CPD243022), SCOTLAND, G1 3HL Telephone: +447384326799, +447405896873 Email: [email protected] Website: hedgefundslimited.com Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix …
Fraudsters are using the following details to scam people: Name: Marks & Spencer Saver (clone of FCA authorised firm) Website: https://www.marksandspencersaver.com Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They may also change …
Fraudsters are using the following details to scam people: Name: Equistone Partners Asia / esevn.com (Clone of FCA authorised firm) Telephone: +8402822159439 Website: esevn.com Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They …
Equistone Partners Asia / esevn.com (Clone of FCA authorised firm) Read More »
Following a review, we have improved our disclosure processes in regulatory enforcement cases. In Seiler and others v FCA [2023] UKUT 00133, the Upper Tribunal recommended that we should review certain elements of the disclosure process in regulatory enforcement cases. This relates to disclosure of evidence as part of any regulatory case. We have completed …
Enforcement regulatory disclosure review: outcome Read More »
The FCA has banned Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers. Between 12 September 2011 and 8 December 2019, Mr Mackey had sole management control of Inspire Insurance Services Ltd (Inspire), an insurance broker for the construction sector. Mr Mackey used …
Director fined £1.1m and banned for misusing funds due to insurers Read More »
Metal Alpha Pty Ltd director Brett Paul Trevillian has been sentenced to three years imprisonment for forging reports about the performance of his trading strategy ‘The Gold Method’, when he was the investment manager of AlphaThorn Pty Ltd. Mr Trevillian was sentenced in the Sydney District Court on 8 November 2024, after pleading guilty to …
David Fairfull has appeared in the Downing Centre Local Court to answer charges following an ASIC investigation alleging he provided false statements to investors and used his position as a director to gain an advantage for himself. Mr Fairfull has been charged with five counts of making false and misleading statements contrary to s 1041E(1) …
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