Brokerage Author

ASIC takes Holista CollTech Limited and its CEO to Court over COVID-19 product claims

ASIC has commenced civil penalty proceedings in the Federal Court against Holista CollTech Limited (ASX:HCT) (Holista) and its Executive Chairman and CEO, Dr Rajendran Marnickavasagar, for alleged misleading statements regarding the sale orders for its sanitiser product and its effectiveness against the coronavirus involved in the Wuhan outbreak, later named COVID-19. Dr Marnickavasagar claimed in …

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Mybondinvestor

Unauthorised firm – Mybondinvestor Address: 12 Redan Place, London, W2 4SA Telephone: 02070999625 Email: [email protected] Website: https://mybondinvestor.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

ASIC action assists employees of abandoned companies to access almost $450,000 in employee entitlements

ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators to 19 abandoned companies. From 1 July 2020 to 30 June 2021, ASIC appointed liquidators to 19 abandoned companies owing at least 29 employees $448,370 in employee entitlements. By comparison, from 1 July 2019 …

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Advent-Cmltd.com (Clone of FCA authorised firm)

Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Advent-Cmltd.com (Clone of FCA authorised firm) Address: REGAFI: 61737 Telephone: 0170613182 Email: [email protected] Website: https://advent-cmltd.com/ Be aware that scammers may give out other false details or mix these with some correct details …

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ASIC publishes Cost Recovery Implementation Statement 2020-21 for feedback

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) for 2020-21. The CRIS outlines ASIC’s estimated regulatory costs for 2020-21 and how these will be recovered as industry levies under the industry funding model. The indicative levies published in the CRIS are based on our planned regulatory work and associated costs for the 2020–21 …

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findmybond.com

Unauthorised firm – findmybond.com Address: 27 Redan Place, London, UNITED KINGDOM, W2 4SA Telephone: 02070999625 Email: [email protected] Website: https://findmybond.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

Platinumhitech

Unauthorised firm – Platinumhitech Address: 150 Minories Tower, London, London, UNITED KINGDOM, EC3N 1LS 17 Warschauer Strasse, Berlin, Berlin, GERMANY, 10243 Thurgauerstrasse 117, Glattpark, Zurich, SWITZERLAND, 8152 Telephone: 02045484994, +4928329899761 Email: [email protected] Website: www.platinumhitech.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, …

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Alpha One Capital Management

Unauthorised firm – Alpha One Capital Management Address: 2 Park Street, London, W1K 2XA Telephone: 02038831562, 02039253410 Email: [email protected] Website: www.alphaonecm.com Other Information: The Commission de Surveillance du Secteur Financier (CSSF); a public institution which supervises the professionals and products of the Luxembourg financial sector; has also issued a warning regarding this unauthorised firm on …

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global markets association

Unauthorised firm – global markets association Address: The Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, MARSHALLS ISLAND, MH96960 Telephone: +35227872628 Email: [email protected] Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.