OnePath Life Pty Ltd (OnePath) is remediating up to $35 million to over 40,000 customers who were sold life insurance policies over the phone between 2010 and 2016. This remediation flows from ASIC intervention and action over the past three years. ASIC took action to stem and remediate harms caused by OnePath’s poor telephone sales …
ASIC secures $35 million remediation for OnePath Life customers Read More »
Unauthorised firm – Fixed Rate ISA Compare Website: https://www.fixedrateisacompare.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – regulatedipo.co.uk Website: https://regulatedipo.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Fast Simple Loan Address: 20-22 Wenlock Road, Islington, London, UNITED KINGDOM, N1 7GU Telephone: 08454750623, 02081448218, 03453003900, 07368849881 Email: [email protected] Website: fastsimpleloan.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
SIC has disqualified the self-managed superannuation fund (SMSF) auditor registration of Gordon Victor Shrubsole, of Miranda, New South Wales, for breaching independence and auditing standards. Mr Shrubsole lacked independence when he audited a close family member’s fund. He was deficient in planning audits, failed to obtain sufficient appropriate audit evidence to support the valuation of …
ASIC disqualifies SMSF auditor for breaching independence and auditing standards Read More »
ASIC has applied to the New South Wales Supreme Court for the appointment of provisional liquidators to Semantic Software Asia Pacific Limited (Semantic). In particular, ASIC alleges that Semantic, an artificial intelligence development company based in North Sydney: – has failed to lodge financial statements with ASIC, failed to hold annual general meetings and failed …
Mr Farmouz Farhaad Mohammed (also known as Fred Mohammed), of Hope Island, Queensland has been found guilty of three counts of fraud and sentenced to imprisonment. Mr Mohammed was the former director of Crane Trucks R Us Pty Ltd ACN 128 496 597 (Crane Trucks R Us) which operated a wet hire, road-based logistics and …
Dimitrios (James) Podaridis, of Victoria, has been disqualified from managing companies for two years after his involvement in two failed companies. During various times between 2015 and 2018, Mr Podaridis was a director of two companies that went into liquidation: A.C.N. 605 261 603 Pty Ltd (ACN 605 261 603) (formerly known as Champion Beverages …
Victorian director disqualified from managing corporations Read More »
SIC has banned Brisbane-based former financial adviser Nathan Smith from providing financial services for three years. ASIC found that Mr Smith failed to provide financial advice that was appropriate and in the best interests of his clients. Mr Smith did not consider his clients’ existing products when making recommendations to switch products and did not …
ASIC bans former Brisbane adviser for three years Read More »
Unauthorised firm – Harrell Securities LLC Address: 14 Wall Street 17th Floor, New York, NY, UNITED STATES OF AMERICA, 10005 Telephone: +1 9294161590 Email: [email protected] Website: www.harrell-securitiesllc.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
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