Unauthorised firm – Fletcher Corporate Partners Address: 250 Fulton Avenue, Hempstead, NY, UNITED STATES OF AMERICA, 11550 Telephone: +1 516 740 2820 Email: [email protected], [email protected] Website: www.fletchercorppart.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
The Federal Court has found companies in the Mayfair 101 Group made statements that were false, misleading or deceptive in advertisements for its debenture products, following proceedings brought by ASIC in April 2020. The Court found Mayfair Wealth Partners Pty Ltd and Online Investments Pty Ltd trading as Mayfair 101, M101 Nominees Pty Ltd and …
ASIC has restricted TBG Diagnostics Limited (ACN 010 975 612, ASX:TDL) (TDL) from eligibility to use transaction-specific disclosure until 11 March 2022. The decision means TDL will not be able to rely on the reduced-disclosure rules allowing for a reduced-content prospectus and instead must issue a full prospectus if it wishes to raise funds from …
ASIC restricts TBG Diagnostics Limited from relying on reduced-disclosure rules Read More »
ASIC has imposed additional conditions on the Australian financial services (AFS) licence of AxiCorp Financial Services Pty Ltd (AxiCorp, AFS licence 318 232) to ensure that AxiCorp has adequate compliance arrangements in place for its over the counter (OTC) derivatives business. Under the additional AFS licence conditions: AxiCorp must appoint an independent expert to conduct …
Unauthorised firm – Finexro Address: Fylaxeos street Anna Court , 3082, Limassol, CYPRUS Telephone: 2038076932 Mobile: 44 7476730134 Fax: 2080893035 Email: [email protected] Website: https://www.finexro.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Bit-Market / Momentum LLC Address: ST. VINCENT AND THE GRENADINES Telephone: +3 7038642005/ +61480088437 Email: [email protected], [email protected], [email protected] Website: https://bit-market.io Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Mr Henan Gao of Ryde, New South Wales, the director of Shinning Crown International Pty Ltd (SCI), has pleaded guilty to one count of failing to take reasonable steps to ensure that he did not make or authorise the making of a statement that was false or misleading in a material particular, in a credit …
Unauthorised firm – Crypto Asset Management Ltd Address: 20-22 Wenlock Road, London, UNITED KINGDOM, N1 7GU Telephone: +4 47451275558 Email: [email protected] Website: https://cryptoassetmanagementlimited.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Property-ideas.com Website: property-ideas.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
On 24 February 2021, Mr Ahmed Saad, of Glenroy, Victoria, appeared in court charged with dishonestly obtaining a financial advantage by deception for another and a further charge of attempting to obtain a financial advantage by deception for another. ASIC alleges that, while working as an authorised representative of Apogee Financial Planning Limited (Apogee), Mr …
Former Victorian financial adviser charged with deception Read More »
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.