Brokerage Author

Swift CFD; a trading style of Digital Worldwide OU

Unauthorised firm – Swift CFD; a trading style of Digital Worldwide OU Address: Ajeltake Road, Ajeltake Island, Majuro, MARSHALLS ISLAND, MH96960 Roosikrantsi tn 2-K344, Kesklinna district, Tallinn City, Harju County, ESTONIA, 10119 Telephone: 2080897911 Email: [email protected] Website: www.swiftcfd.com Be aware that some firms may give out other details or change their contact details over time …

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Morgan & Berkeley Associates / Morgan and Berkeley Associates

Unauthorised firm – Morgan & Berkeley Associates / Morgan and Berkeley Associates Address: 14th floor 8 West 40th Street, New York, NY, UNITED STATES OF AMERICA, 10018 Telephone: +1 914 3431770, +1 6462051200 Fax: +1 914 801 5939 Email: [email protected], [email protected] Website: www.morganandberkeley.com Be aware that some firms may give out other details or change …

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AAT upholds ASIC decision to refuse an application for a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse to grant a limited Australian financial services (AFS) licence to Superannuation Warehouse Australia Pty Ltd (SWA). On 31 January 2019, the AAT found that the sole director and nominated Responsible Manager of SWA, Mr Johann Heinrich Preller, failed to demonstrate: an adequate understanding of …

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Gold FX Trading / GFT (clone of FCA authorised firm)

Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Gold FX Trading / GFT (clone of FCA authorised firm) Address: 153 City Road, ., London, UNITED KINGDOM, EC1V 2NX Telephone: 0550107790 Email: [email protected] Website: https://web.goldfxtrading.com/ Be aware that scammers may give …

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Strategic Funds (clone of authorised schedule 5 firm)

Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Strategic Funds (clone of authorised schedule 5 firm) Address: 12 St. James’s Square, London, UNITED KINGDOM, SW1Y 4LB Telephone: 8001303767 Email: [email protected], [email protected], [email protected] Website: www.strategicfundsuk.com, www.strategicfundsuk.com, www.strategicactivetradingfunds.com Be aware that scammers …

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Sydney insurance broker permanently banned for dishonest conduct

A former Sydney insurance broker, Mr James Sheehan, has been permanently banned from providing financial services after an ASIC investigation found he had engaged in dishonest conduct and is not of good fame or character. ASIC has also permanently banned Mr Sheehan from engaging in credit activities after the investigation found he is not a …

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Harper and Brown / Harper & Brown

Unauthorised firm – Harper and Brown / Harper & Brown Address: H Hotel Office Complex, 23rd Floor, 1 Sheikh Zayed Road, Dubai, UNITED ARAB EMIRATES, 125511 Beethovenstrasse 35, Zurich, SWITZERLAND, 8002 Telephone: 2036959224, 2035142975, 2036951281 Email: [email protected] Website: www.harperandbrown.com Be aware that some firms may give out other details or change their contact details over …

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Court enforceable undertaking prevents Gold Coast accountant from providing financial services

ASIC has accepted a court enforceable undertaking (EU) from Gold Coast-based accountant, Jenan Oslem Thorne of Saber Superannuation Pty Ltd after it found she had failed to act in the best interests of her clients and had prioritised her own interests above their interests. The undertaking prevents Mrs Thorne (also known as Cenan Thorne or …

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Former Sydney FX trader sentenced for falsifying trading entries

Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months imprisonment after pleading guilty to falsifying entries in Deutsche Bank’s internal financial records and systems. Mr Donaldson, now living in New Zealand, pleaded guilty to one charge of using his position dishonestly …

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