Mr Zhuo Wang, a mortgage broker from Gladesville, New South Wales, has pleaded guilty to one count of knowingly making false statements in three credit licence annual compliance certificates lodged with ASIC. Mr Wang held an Australian credit licence and operated a mortgage brokerage business in Sydney. Mr Wang was the sole fit and proper …
Finance broker pleads guilty to making false statements to ASIC Read More »
Unauthorised firm – Best Overseas Property Investments Telephone: 1566-777232 Email: [email protected] Website: bestoverseaspropertyinvestments.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Fixed Return Finder Telephone: 0204 513 2419 Email: [email protected] Website: www.fixedreturnfinder.co.uk Be aware that scammers may give out other false details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Compare Investment Options Address: 33 Skyline Village, Canary Wharf, London, E14 9TS Telephone: 2036270956 Email: [email protected] Website: compareinvestmentoptions.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has secured $10 million in remediation from Allianz Australia Insurance Limited (Allianz) and AWP Australia Pty Ltd trading as Allianz Global Assistance (AWP) for travel insurance potentially mis-sold to around 31,500 consumers through Allianz’s own website and those of its distribution partners, including Expedia. Allianz distributes travel insurance through a number of channels, including …
ASIC secures consumer remediation of over $10 million from Allianz for travel insurance Read More »
Unauthorised firm – Trust Capital Investment Address: Suite 1, 5 Percy Street, Fitzrovia, London, UNITED KINGDOM, W1T 1DG Quai du Seujet 12, 1201, SWITZERLAND, Genève Telephone: +4 1225093180 Email: [email protected] Website: www.trustcapitalinv.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers …
The Federal Court has ordered the winding up of unlicensed financial services businesses, Secure Investments Pty Ltd (Secure Investments) and Aquila Group Pty Ltd (Aquila Group). The Court declared Secure Investments and Mr Mudasir Naseeruddin breached the Corporations Act by operating a financial services business without holding an Australian financial services licence. In making this …
ASIC obtains Court orders to wind up unlicensed SMSF financial service businesses Read More »
Unauthorised firm – Stark Markets Address: Operated by Krisimark Ltd, Suhodolska Street, bl.8, fl.4, ap.11., BULGARIA, Sofia Telephone: +4 4 7553199009, +2 7871951002, +4 1815087378, +6 0 340652498 Email: [email protected], [email protected], [email protected], [email protected] Website: www.starkmarkets.com Be aware that some firms may give out other details or change their contact details over time to new email …
Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has today been sentenced in the NSW Local Court. Mr Henderson has been convicted of charges relating to issuing defective disclosure documents and dishonest conduct and will enter into a recognisance bond to be of …
Royal Commission witness and former financial adviser Sam Henderson sentenced Read More »
Unauthorised firm – Remington Securities LLC Address: 230 Park Avenue, New York, NY, UNITED STATES OF AMERICA, 10169 Telephone: +1 917 724 2363, +1 917 795 8250 Fax: +1 917 924 4670 Email: [email protected] Website: www.remingtonsecurities.com Be aware that some firms may give out other details or change their contact details over time to new …
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