The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct. The survey of over 1,000 investment banks, brokers and wholesale insurance firms found that the number of allegations reported increased between 2021 and 2023. When the survey launched, the FCA was clear that it …
FCA publishes results of non-financial misconduct survey Read More »
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has released today the Report ‘From black box to open book?’. This report includes recommendations to assist issuers when preparing their annual financial statements. This Report provides: An overview of ESMA’s and National Competent Authorities’ (NCAs) observations regarding the first-time application …
ESMA publishes a report on first application of IFRS 17 Insurance Contracts Read More »
Name: Quanta FX Address: Suite 305, Griffith Corporate Centre, P.O. Box 1510, Beachmont, Kingstown, ST. VINCENT AND THE GRENADINES Email: [email protected] Website: https://quantafx.pro/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …
Name: VANTAGE TRADE / VANTAGETRADE.LIVE Address: 55-61 HIGH ST, ELTHAM, UNITED KINGDOM, SE9 1TD Telephone: +61467213640 Email: [email protected] Website: https://vantagetrade.live/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
Name: WAVE INDICES Address: 55-61 HIGH ST, ELTHAM, UNITED KINGDOM, SE9 1TD Email: [email protected] Website: https://waveindices.live/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …
Name: AONE FX Telephone: +443454543432 Email: [email protected] Website: www.aoneforx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: FOREX COIN INVESTMENT Address: 77 High Street, Littlehampton, West Sussex, UNITED KINGDOM, BN17 5AG Email: [email protected] Website: www.forexcoininvestment.live Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …
Name: SAFEGUARD WEALTH ADVISORS Address: 465 Park Avenue South, New York, NY, UNITED STATES OF AMERICA, 10016 Telephone: +19174773789 Fax: +19173441237 Email: [email protected] Website: www.safeguardwealthadv.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that …
Fraudsters are using the following details to scam people: Name: Handel Swiss UK Limited (clone of an FCA authorised firm) Address: The Cheesegrater (Leadenhall Building), 122 Leadenhall Street, London, EC3V 4AB Email: [email protected] Website: https://handelswiss.com Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may …
On 18 October 2024, ASIC cancelled the Australian financial services (AFS) licence of Next Generation Advice Pty Ltd (in Liquidation) (Next Gen). Next Gen’s licence was cancelled by ASIC after the Queensland Supreme Court ordered the company be wound up on 23 August 2024. ASIC has specified that Next Gen must continue its membership of …
ASIC cancels AFS licence of Next Generation Advice Read More »
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