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FCA statement on Court of Appeal judgment in Hopcraft, Johnson and Wrench

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We note the Court of Appeal judgment on motor finance commission and are carefully considering its decision. In January, we introduced a pause to the time firms have to provide a final response to customers about motor finance complaints involving a discretionary commission arrangement (DCA). We did this to prevent disorderly, inconsistent and inefficient outcomes …

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MCI Global Investment Advisors Limited enters liquidation

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On 23 October 2024, MCI Global Investments Advisors Limited entered into Creditors Voluntary Liquidation. Gareth Howarth of Path Business Recovery Limited was appointed as liquidator. MCI Global Investment Advisors Limited (the firm) is a small Authorised Alternative Investment Fund Manager that provided alternative investment fund management services for funds. This includes Novus Black Fund UK …

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FCA publishes results of non-financial misconduct survey

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The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct. The survey of over 1,000 investment banks, brokers and wholesale insurance firms found that the number of allegations reported increased between 2021 and 2023. When the survey launched, the FCA was clear that it …

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ESMA publishes a report on first application of IFRS 17 Insurance Contracts

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The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has released today the Report ‘​From black box to open book?’. This report includes recommendations to assist issuers when preparing their annual financial statements. This Report provides: An overview of ESMA’s and National Competent Authorities’ (NCAs) observations regarding the first-time application …

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Quanta FX

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Name: Quanta FX Address: Suite 305, Griffith Corporate Centre, P.O. Box 1510, Beachmont, Kingstown, ST. VINCENT AND THE GRENADINES Email: [email protected] Website: https://quantafx.pro/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …

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VANTAGE TRADE / VANTAGETRADE.LIVE

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Name: VANTAGE TRADE / VANTAGETRADE.LIVE Address: 55-61 HIGH ST, ELTHAM, UNITED KINGDOM, SE9 1TD Telephone: +61467213640 Email: [email protected] Website: https://vantagetrade.live/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …

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WAVE INDICES

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Name: WAVE INDICES Address: 55-61 HIGH ST, ELTHAM, UNITED KINGDOM, SE9 1TD Email: [email protected] Website: https://waveindices.live/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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AONE FX

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Name: AONE FX Telephone: +443454543432 Email: [email protected] Website: www.aoneforx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

FOREX COIN INVESTMENT

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Name: FOREX COIN INVESTMENT Address: 77 High Street, Littlehampton, West Sussex, UNITED KINGDOM, BN17 5AG Email: [email protected] Website: www.forexcoininvestment.live Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …

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SAFEGUARD WEALTH ADVISORS

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Name: SAFEGUARD WEALTH ADVISORS Address: 465 Park Avenue South, New York, NY, UNITED STATES OF AMERICA, 10016 Telephone: +19174773789 Fax: +19173441237 Email: [email protected] Website: www.safeguardwealthadv.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that …

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We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.

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