Frameworks for effective fraud prevention measures
Introduction Stephen Bush, a columnist for the Financial Times, recently wrote about the reason we have a visceral reaction to being defrauded. It also doubled
Introduction Stephen Bush, a columnist for the Financial Times, recently wrote about the reason we have a visceral reaction to being defrauded. It also doubled
On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators.
Our new research highlights when and how firms can improve their communications to help consumers to make informed decisions about their retirement savings. Our research
The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today issued their Autumn 2024 Joint Committee Report on risks and vulnerabilities in the
The FCA has charged Mr Olumide Osunkoya, who is 45 and resides in London, for unlawfully running multiple crypto ATMs without FCA registration. Crypto ATMs
ASIC today released its Enforcement and regulatory update (1 January to 30 June 2024), which sets out recent outcomes in enforcement and regulation. In the
We’re offering firms temporary flexibility to comply with ‘naming and marketing’ rules under our Sustainability Disclosure Requirements regime until 2 April 2025. Our Sustainability Disclosure
Key messages We are continuing with our ambitious package of reforms to strengthen the UK’s position in global wholesale markets. After undertaking the biggest change
The FCA has decided to ban 2 financial advisers and 2 partners at St Martin’s Partners LLP (SMP) from working in financial services, and collectively
The FCA has set out good practice and areas for improvement to help principal firms effectively monitor their Appointed Representatives (ARs). The findings follow a
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We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.