The FCA and PSR Boards have appointed two new Deputy Chairs – Margaret Obi and Edward Sparrow – to the FCA’s Regulatory Decisions Committee (RDC)

The FCA and PSR Boards have appointed two new Deputy Chairs – Margaret Obi and Edward Sparrow – to the FCA’s Regulatory Decisions Committee (RDC)

ASIC made eight interim stop orders on 16 May 2023, preventing Saxo Capital Markets (Australia) Limited (Saxo) from issuing some new contracts for difference (CFDs)

Members of the public who invested in an unauthorised collective investment scheme established and operated by Synergy Land Group Limited, between late 2009 and May

The number of adults who missed bills or loan payments in at least three of the last six months has also gone up by 1.4

ASIC has commenced civil penalty proceedings in the Federal Court against car finance provider Money3 Loans Pty Ltd (Money3) alleging breaches of its responsible lending

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today published an interactive factsheet to help consumers understand how the recent increases in

Quilter Financial Planning Limited (Quilter) acquired Lighthouse in June 2019, after the unsuitable advice. Quilter has however taken responsibility for the unsuitable advice provided before

ASIC is investigating Ascent Investment and Coaching Pty Ltd (Ascent) and its director, Michael Jefferson Dunjey of Western Australia. ASIC’s investigation arose from concerns that:

Former Australian Mines managing director, Benjamin Bell, has been fined $70,000 and disqualified from managing corporations for two years for breaching his duties as a