ASIC has banned Tanawha-based adviser Douglas Cecil Allen from providing financial services for three years. ASIC’s review of a sample of Mr Allen’s advice files

ASIC has suspended the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd (Global Pacific) for three years. ASIC found that Global

On 10 November 2022, ASIC suspended the Australian financial services (AFS) licence of Sydney based financial services provider Gigi Investment Group Pty Ltd (Gigi Investment)

The European Supervisory Authorities[1] (ESAs), together with the European Central Bank (ECB), today published a Joint Statement on climate-related disclosure for structured finance products. The

Following events at Silicon Valley Bank, the Financial Conduct Authority (FCA) has been working closely with the Bank of England, Prudential Regulation Authority (PRA), Financial

ASIC has cancelled the Australian financial services (AFS) licence of Capital Capital Pty Ltd (Capital Capital). The license authorised Capital Capital to deal in interests

ASIC has suspended the Australian financial services (AFS) licence of Lendfin Private Pty Ltd (Lendfin) until 1 March 2024. The licence authorises Lendfin to deal

The FCA has also published new data and analysis on the mortgage market. This shows that, in addition to the households already behind on payments,

ANZ has been penalised $10 million by the Federal Court in relation to its Home Loan Introducer Program (Introducer Program). The Introducer Program involved home

ASIC’s ongoing financial reporting surveillance program and subsequent inquiries of a selection of 30 June 2022 annual reports has led to a further six listed