ASIC has cancelled the Australian financial services (AFS) licence of Family Wealth Strategy Pty Ltd (489148). The licence was cancelled on the basis that Family

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes the first Trends, Risks and Vulnerabilities (TRV) Report of

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published its inaugural market report on European Union (EU) Money

On 31 January 2023, Don George Evans of Woodlands, Western Australia, was sentenced in the Supreme Court of Western Australia to 12 months’ imprisonment. Mr

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) held a joint public event in the format of a technical discussion about the

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) held a joint public event in the format of a technical discussion about the

On 31 January 2023, former financial adviser John Wertheimer was convicted and sentenced in the Perth District Court for one count of providing a financial

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the Final Report on the Opinion on the

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the Final Report on the Opinion on the

ASIC has banned a Gold Coast director of a business that leased an automated trading robot, designed to work on foreign exchange (FX) trading platforms