Two charges laid against Tom Thompson of Cabarita, New South Wales, have been dismissed. Thompson had earlier pleaded guilty to two charges of making false

ASIC has commenced civil penalty proceedings in the Federal Court against Australian Mines Limited (ASX: AUZ) for allegedly breaching its continuous disclosure obligations and its

ASIC has disqualified former building and construction industry director Simon Maurice Pitard of Cheltenham, Victoria, from managing corporations for three years and six months due

The Federal Court has ordered Westpac to pay penalties in the amount of $113 million for widespread compliance failures across multiple businesses, including Westpac’s banking,

Shiwei (Darren) He, a former mortgage broker from Sydney, NSW, has been sentenced at the Downing Centre Local Court for making a false statement to

ASIC is suing Rent4Keeps and Layaway Depot in separate proceedings for alleged breaches of various consumer protections under the Credit Act. ASIC is concerned that

The Federal Court has today ordered Westpac subsidiary and superannuation trustee, BT Funds Management Limited (BT Funds), pay a $20 million penalty for incorrectly charging

Former Wodonga floristry director Daniel Dixon has been sentenced for making a false or misleading statement to ASIC. Mr Dixon was sentenced without conviction upon

Former engineering company directors Matthew and Alissa Walsh, of Riddells Creek, Victoria, have been disqualified from managing corporations for the maximum period of five years

ASIC has permanently banned Roderick Halligan, of Brisbane, Queensland, from providing financial services or having any involvement in a financial services business. Between 1 June