Former used-car finance broker Daniel Wilson has been convicted and fined $1,000 in relation to four charges of obtaining financial advantage by deception. During 2014,

The Administrative Appeals Tribunal (AAT) has endorsed and extended ASIC’s original decision to permanently ban former Victorian mortgage broker Rudy Noel Frugtniet from engaging in

ASIC has remade Class Order [CO 11/842] PDS requirements where a quote for a general insurance product is given, for a further five years. The

Between 1 July to 31 December 2021, ASIC prosecuted 104 company officers and related individuals for failing to assist registered liquidators. The prosecutions took place

ASIC has released its quarterly update for 1 October to 31 December 2021 (REP 717). During the quarter we completed investigations into matters arising from

Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trading in Contracts for Difference (CFD) of PanAust Limited

ASIC has today released a consultation paper seeking feedback on proposed changes to the relief for business introduction services. The original Class Order, [CO 02/273]

ASIC has banned former Spaceship Capital Limited director and CEO Paul Kevin Bennetts, of Elanora Heights, New South Wales, from providing financial services for a

The Federal Court has imposed combined penalties of $4 million on Statewide Superannuation Pty Ltd (Statewide) for providing members with misleading information regarding their insurance

Today ASIC releases guidance for providers of tax (financial) advice services following the introduction of the Financial Sector Reform (Hayne Royal Commission Response—Better Advice) Act