Mascot mortgage broker banned
ASIC has banned mortgage broker Astna Shirtika Sahay, of Mascot NSW, from engaging in any credit activities for five years. ASIC also prohibited Ms Sahay
January 4, 2021
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ASIC obtains freezing orders against Perth-based property developers
ASIC has commenced civil proceedings and obtained urgent interim orders in the Federal Court against Ms Monica Kaur, MKS Property Investments/Developments Pty Ltd (MKS Property),
December 23, 2020
ASIC reports on audit inspection findings for 12 months to 30 June 2020
ASIC today reported on the results from its audit firm inspections for the 12 months to 30 June 2020 and has released a supplementary report
December 20, 2020
Court appoints receivers to the property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
On 15 December 2020, following a successful ASIC application, the Federal Court ordered the appointment of receivers to the property of Melissa Louise Caddick (Ms
December 18, 2020
Former director disqualified from managing companies for five years
Guy Powis of West Perth, WA, has been disqualified from managing companies for five years for his involvement in failed companies. Between 2013 and 2018,
December 18, 2020
ASIC places restrictions on Regional Express following continuous disclosure failures
ASIC has restricted Regional Express Holdings Limited (REX) from issuing a reduced-content prospectus and using exemptions for reduced disclosure in fundraising documents until 14 December
December 16, 2020
MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive
MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptiveMR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptiveMR
December 15, 2020
MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive
MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptiveMR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptivev
December 15, 2020
MR Perth financial adviser banned for five years
ASIC has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu’s advice. Mr Xu was
December 15, 2020
MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive
The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in question involved
December 15, 2020
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