ASIC has permanently banned Jeffry Leonard Gordon, a Brisbane-based finance broker from engaging in credit activities. An ASIC investigation found that Mr Gordon knowingly or

ASIC today released a consultation paper (CP 331) proposing to remake two class orders that are due to expire (‘sunset’) on 1 October 2020 and

On 13 July 2020, following an appeal by ASIC, the Federal Court set aside a decision of the Administrative Appeals Tribunal (AAT) not to ban

Amanda Young, of Lewisham, NSW, a former registered liquidator, has been charged with three counts of using her position dishonestly to gain an advantage under

On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money offences.

ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services Pty Ltd (MyPlanner Professional). MyPlanner Professional held AFS

ASIC has permanently banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from providing financial services. Mr Wynd was the sole director and responsible

Former director Mr Avrohom Mordechai Kimelman of St Kilda East appeared on 23 June 2020 in the Magistrates’ Court of Victoria at Melbourne charged with

On 17 June 2020, Justice Davies of the Federal Court of Australia delivered judgment regarding pecuniary penalties, disqualification orders and injunctions in a binary options

Mr Zhonghan Wu (also known as John Wu), former Chief Financial Officer of Traditional Therapy Clinics Limited (TTC), has been charged with 19 counts of