More than £1 billion of unregistered cryptoassets are believed to have been bought and sold through this business. The FCA inspected the offices associated with

In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and

Payment services firm LCC entered special administration on 18 June 2024 and has now ceased trading. Christine Mary Laverty, Russell Simpson and Jarred Erceg of

Following a hearing before His Honour Judge Tomlinson in Southwark Crown Court, the FCA has secured a confiscation order, under the Proceeds of Crime Act

ASIC has accepted a court enforceable undertaking from Australian Financial Services (AFS) licensee PKF Melbourne Corporate Pty Ltd (PKF). ASIC conducted an investigation which reviewed

The Markets Disciplinary Panel (MDP) issued an infringement notice to Ascot Securities Pty Ltd (Ascot) on 24 November 2023 for serious failures, requiring it to

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has withdrawn the credit rating agency (CRA) registration of EuroRating Sp.

Last year, we launched a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms. We had been on track to

ASIC has obtained interim orders from the Federal Court freezing the assets of the Shield Master Fund (Shield), a registered managed fund whose responsible entity

Check against delivery I’d like to begin by acknowledging the Traditional Owners of the land on which we meet today, the Dharug and Gundungurra people,