ASIC has banned Joel James Hewish for 10 years from providing financial services, performing any function involved in carrying on of a financial services business

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor authority, issued today an Opinion to address the risks presented by

Highlights We welcome the improvements firms have made to deliver better consumer outcomes in the first year of the Duty. The outcomes-based nature of the

We have imposed restrictions on wealth management firm, London Stone Securities Limited. The firm cannot undertake any regulated activity, charge any further fees to existing

Ten individuals have been cold-shouldered after a ruling from the Hearings Committee of the Takeover Panel. On 30 July 2024, the Takeover Panel’s Panel Executive

We’re proposing to extend the current pause to the time firms have to respond to consumers about motor finance complaints involving a discretionary commission arrangement

The Queensland Court of Appeal has dismissed an appeal by Dr Roger Munro against his conviction on three counts of fraud. In May 2022, Dr

Mark Stevens of Kurraba Point, NSW, today appeared at the Downing Center Local Court charged with dishonestly causing a financial disadvantage by deception contrary to

Stephen Robert Allen, the sole director of K.H.N Holdings Pty Ltd trading as Alkemade & Associates, was sentenced to serve a Community Correction Order of

ASIC is seeking feedback on our proposal to extend the relief currently provided to employee redundancy funds from the AFS licensing and managed investment provisions