The Federal Court has found Cigno Australia Pty Ltd (Cigno Australia) and BSF Solutions Pty Ltd (BSF Solutions) engaged in credit activity without an Australian

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching today a public consultation on proposed changes to the

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is inviting comments on draft technical standards related to Consolidated Tape

Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2

Between June 2017 and October 2018, HSBC failed to properly consider people’s circumstances when they had missed payments. This meant it did not always do

Check against delivery Good morning everyone – and thanks to Diane and AFIA for the invitation to speak at the 2024 Risk Summit. I would

ASIC has restricted Energy World Corporation Limited (EWC) from issuing a reduced-content prospectus for listed entities for the next 12 months. ASIC was satisfied that

ASIC has made two interim stop orders preventing Trademax Australia Limited from opening trading accounts or dealing in contracts for difference (CFDs) or margin foreign

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its Position Paper on “Building more effective and

Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2