ASIC has cancelled the Australian financial services (AFS) licence of RPD Group Advice Pty Ltd (RPD Group) following a payment of compensation by the Compensation Scheme

The Federal Court has ordered Sasha Hopkins to pay $1.25 million and be disqualified for four years, in proceedings brought by ASIC. The Court also

Introduction Financial inclusion, enabled by innovation, unlocks economic opportunity. I saw this in action myself when I visited a debt charity in Glasgow recently. Staff

The FCA has published the second phase of its consultation on proposals for a measured increase in transparency about its enforcement investigations, and set out

Jye Dilin Menzies-Clifton of Minchinbury, NSW, today appeared at the Mt Druitt Local Court charged with two counts of authorising the making of a false

ASIC has disqualified director Mary Asha Makeny of Liverpool, NSW, from managing corporations for five years following her involvement in the failure of three companies

The FCA has fined András Sebők, former chief supply chain officer at Wizz Air Holdings plc (Wizz Air), £123,500 for trading company shares when he

The MiFID Organisational Regulation (MiFID Org Reg) is EU law we have adopted which contains key conduct, systems and controls obligations for firms, in particular

Highlights Our new 5-year strategy will focus on 4 key themes of economic growth and innovation, financial crime, consumer resilience, and how we become a

The FCA has fined Macquarie Bank Limited – London Branch (MBL) £13m for serious failings that allowed one of its employees to record over 400