ASIC has banned former financial adviser Gawad Nabi from providing financial services for a period of three years. Mr Nabi was an authorised representative of

The National Anti-Scam Centre (NASC) has released its Investment Scam Fusion Cell Report, which outlines findings of the first Fusion Cell co-led by Australian Competition

Check against delivery Good evening, everyone: the Assistant Treasurer and Minister for Financial Services Stephen Jones, Commissioners, colleagues and guests. Welcome to the ASIC UTS

ASIC has released Information Sheet 281 FAQS: Relevant providers – Accessing the experienced provider pathway (INFO 281) to provide guidance to financial advisers and Australian

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching today a public consultation on non-equity trade transparency, reasonable

Castle and Crystal Credit Union Limited was placed into administration on 21 May 2024 and has now stopped trading. James Sleight and Peter Hart of

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching today a public consultation on non-equity trade transparency, reasonable

LPI (Australia) Holdings Pty Limited (LPI Australia) has lodged its financial report for the year ended 31 December 2023 with restated FY22 comparative figures. This

ASIC has cancelled the Australian financial services (AFS) licence of Everest Asset Management Pty Ltd (Everest). Everest’s licence was cancelled because Everest failed to prepare

I am pleased to appear before the Committee today and to provide this short opening statement. My name is Joseph Longo and I am the