ESMA agrees with investment restrictions on GBP LDI funds in Ireland and Luxembourg
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued its advice to the Central Bank of Ireland (CBI)
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued its advice to the Central Bank of Ireland (CBI)
ASIC has published a summary document on building an understanding of First Nations consumers experiencing, or at risk of, financial abuse following a virtual workshop
Southern Steel Group Pty Limited (Southern Steel) has re-lodged its financial report for the year ended 30 June 2023 after ASIC’s inquiries. Southern Steel is
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) are releasing the public notes on the Superannuation CEO Roundtables held
ASIC has permanently banned NSW based financial adviser Adele Baaini from providing any financial services, controlling an entity that carries a financial services business, performing
ASIC today released the exam results from the 24th Financial Advisers Exam cycle, held in March 2024. This is the first exam to reflect the
ASIC has ordered that Coral Coast Distributors (Cairns) Pty Ltd can no longer sign-up customers into Centrepay credit arrangements in its Urban Rampage stores. The
The FCA has recovered funds from an unauthorised deposit-taking scheme operated by Bright Managment Solution Limited [sic] and others. Investors will receive money back totalling
Ahead of the anti-greenwashing rule coming into force on 31 May, the FCA is supporting industry with guidance to help them meet the standard. The
Check against delivery More than 6,000 entities will be required to report under new climate-related disclosure requirements in the next few years. They need to
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