The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the

While our review of firms’ fraud controls and complaint handling found examples of good practice, we were also disappointed with the way some firms supported

ASIC has disqualified Mohamed Aly Ismail Khalaf of Condell Park, NSW, from managing corporations for five years due to his involvement in the failure of

ASIC has today strengthened its scam prevention tools to support consumers with the publication of a new investor alert list. Consumers can use this list

Greenwashing is simply misleading and deceptive conduct by another name, writes ASIC Deputy Chair Sarah Court FAICD. ASIC is deeply committed to protecting Australians from

Following the commencement of the Treasury Laws Amendment (2023 Measures No. 3) Act 2023, financial advisers who are both a relevant provider and a registered

Section 29QC of the Superannuation Industry (Supervision) Act 1993 (SIS Act) requires that information given to the public (e.g. in disclosure documents) be calculated in

ASIC has commenced civil penalty proceedings in the Federal Court alleging Telstra Super failed to comply with internal dispute resolution requirements. This is the first

ASIC has disqualified Paul Kenneth Nimal Hamilton of Coombs ACT, from managing corporations for two years due to his involvement in the failure of five

At a press conference today, Assistant Treasurer Stephen Jones outlined a new scam website takedown capability implemented by ASIC. The takedown capability removes or limits