News

We are putting in place further temporary measures for the reporting of certain fields in UK MiFIR transaction reports. In January 2022, we implemented temporary

The FCA, the Prudential Regulation Authority (PRA) and the Bank of England have finalised a revised scheme for those who have complaints about the regulators,

ASIC has appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 2,061,343 ordinary shares (Sale Shares) in The Market Herald Limited (TMH).

The Financial Conduct Authority (FCA) has found 7.4 million people unsuccessfully attempted to contact one or more of their financial services providers in the 12

ASIC has taken civil action against director Sasha Hopkins and his company, The A Team Property Group, for alleged unlicensed conduct and operating numerous unregistered

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has withdrawn as required by EMIR the recognition decisions of the

ASIC has granted temporary and narrow legislative relief for a funeral savings initiative developed to assist disadvantaged consumers. The legislative relief relates to certain licensing,

ASIC has lodged civil penalty proceedings in the Federal Court against Vanguard Investments Australia, alleging misleading conduct in relation to claims about certain environmental, social

We have removed permissions from Samsky Pay Ltd. This means it is no longer permitted to carry out regulated activities. The firm appears to have