FCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements
Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA
Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA
The FCA is committed to supporting growth. The financial services sector is the engine of the country’s economy. A successful sector drives prosperity for companies,
The Financial Conduct Authority (FCA) and Financial Ombudsman Service have published a joint call for input to seek views on how to modernise the redress
We have set out the next steps in our work on closing the advice gap, following feedback on our Discussion Paper (DP23/5). We want people
The FCA welcomes the Government’s publication of their consultation response and the draft legislation on bringing environmental, social and governance (ESG) ratings providers into regulation.
Former Director and CEO of Bananacoast Community Credit Union Limited (BCU), Lyndon Allen Kingston, has been found guilty of dishonest conduct. On 12 November 2024,
We share the vision of an innovative, safe and competitive payments sector, embracing technological change to better serve people and business. The changes announced today
ASIC today announced its enforcement priorities for 2025, capturing the key areas where it will direct resources and expertise in the coming year. ASIC Deputy
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching a data collection exercise together with the national competent
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