The European Securities and Markets Authority (ESMA, the EU’s financial markets and securities regulator, today issued a public statement to warn investors of risks that
The FCA has worked with almost 100 lenders on how they treat borrowers in financial difficulty and has sought significant improvements from many of them.
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has published its report on the Common Supervisory Action (CSA) with
The FCA encourages young investors to adopt the same principles to investing as they do to their dating lives, as it launches the latest burst
Former managing director of Global Merces Funds Management Ltd (in liquidation) Ms Holly Marie Grofski has been sentenced to offences involving the falsification of documents
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is consulting on draft regulatory technical standards (RTS) under the revised
ASIC has cancelled the Australian financial services (AFS) licence of Centurion Custodian Funds Management Ltd (Centurion), effective from 18 January 2023. The license authorised Centurion
ASIC has suspended the Australian financial services (AFS) licence of Huntley Management Limited (HML) for 12 months, effective 21 March 2023. The licence authorised HML
Former Continental Coal director, Ashley Paul D’Sylva, of Leederville, Western Australia, has been sentenced to eight months’ imprisonment to be released immediately upon entering into
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