We set out some of the feedback on our proposals and our next steps, including timing of the Policy Statement. We are working to build
The Australian Government is aware of a cyber incident impacting Latitude Financial Services. If you think you may be affected by the breach, contact Latitude
ALT Financial Group Ltd ACN 609 449 194 has been convicted on multiple charges, including failing to lodge annual financial reports with ASIC, and fined
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on amendments to its Guidelines for Trade
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued today a Public Statement addressing investor protection concerns raised
ASIC is seeking feedback from operators of investor directed portfolio services (IDPS) and responsible entities of IDPS-like schemes on proposals to remake ‘sunsetting’ class orders.
On 24 March 2023, Fong Financial Planners Pty Ltd pleaded guilty in the Perth Magistrates Court to three charges of dishonest conduct while carrying on
The European Securities and Markets Authority (ESMA), the EU’s Financial Markets Regulator and Supervisor, has published its Final Report on Guidelines on MiFID II product
Tasman Resources Limited (Tasman) and Eden Innovations Limited (Eden) have written down their intellectual property assets by $9.3 million in their interim financial reports for
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We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.