ASIC is seeking feedback from responsible entities of managed investment schemes and corporate directors of corporate collective investment vehicles (CCIVs) on proposals to remake ‘sunsetting’
On 17 March 2023, former Tesla Motors Australia Pty Ltd (Tesla Australia) director Kurt Schlosser, of Sydney, New South Wales, was sentenced in the Sydney
In September 2022, we sent a portfolio letter to benchmark administrators where we highlighted the risk of poor disclosures for ESG benchmarks. High quality ESG
ASIC has provided conditional relief for life insurers from the design and distribution obligations (DDO) when reissuing life insurance policies in certain, limited circumstances. The
Mark Francis McCabe, of Roseville, New South Wales has appeared in the Downing Centre Local Court on further fraud charges. Mr McCabe was charged with
ASIC has made interim stop orders preventing Advance Asset Management Limited (Advance) from offering or distributing three funds to retail investors because of non-compliant target
ASIC has permanently banned Todd Karamian, of Sydney, New South Wales, from providing financial services and carrying on a financial services business after he falsified
Following an ASIC review, Adslot Limited (Adslot) has written down all its goodwill in its financial report for the half-year ended 31 December 2022, totalling
On 28 February 2023, a liquidator disciplinary committee (the Committee) decided that Cameron Lindsay Duncan’s registration as a liquidator should be cancelled. ASIC’s referral to
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