News

ASIC Commissioner Sean Hughes will end his term as Commissioner on 3 February 2023, after accepting a role in the commercial sector. ASIC Chair Joe

Australian Mines Limited (ASX: AUZ) has been handed a $450,000 penalty by the Federal Court for breaching its continuous disclosure obligations on three occasions. The

ASIC has issued an interim stop order preventing Vasco Responsible Entity Services Limited (Vasco) from offering or distributing the Pivotal Diversified Fund to retail investors

ASIC has taken action for greenwashing against listed energy company Black Mountain Energy Limited (BME). BME has paid $39,960 to comply with three infringement notices

ASIC has issued an infringement notice to superannuation trustee Diversa Trustees Limited (Diversa) in further action against alleged greenwashing. Diversa is the issuer of superannuation

The Administrative Appeals Tribunal (AAT) has reduced the period and scope of the banning imposed on former Melbourne-based financial adviser, Ashok Sherwal. Mr Sherwal was

The Federal Court has found social media ‘finfluencer’ Tyson Robert Scholz contravened s911A of the Corporations Act by carrying on a financial service business (between

A Victorian County Court jury has found a Victorian man guilty on five counts of obtaining property by deception and two counts of obtaining financial

ASIC has commenced civil penalty proceedings in the Federal Court against Finder Wallet Pty Ltd, a subsidiary of comparison website Finder.com, for allegedly providing unlicensed