The MiFID Organisational Regulation (MiFID Org Reg) is EU law we have adopted which contains key conduct, systems and controls obligations for firms, in particular
Highlights Our new 5-year strategy will focus on 4 key themes of economic growth and innovation, financial crime, consumer resilience, and how we become a
The FCA has fined Macquarie Bank Limited – London Branch (MBL) £13m for serious failings that allowed one of its employees to record over 400
According to the FCA’s latest research on consumer attitudes and behaviours towards crypto, 12% of UK adults now own crypto, up from 10% in previous
We brought together over 100 organisations involved in the industry, like crypto exchanges, banks, trading firms, blockchain analytics companies, law firms, industry associations and universities.
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. This follows Barclays’ decision
The competition will award funding for several research projects focused on growth, competitiveness and regulation in the UK financial services sector. The FCA is launching
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is clarifying details for some of the documents that future applicants
The FCA has found that while life insurers provide good service to bereaved customers, they need to settle claims quicker and improve how they measure
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We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.