Former Wodonga floristry director Daniel Dixon has been sentenced for making a false or misleading statement to ASIC. Mr Dixon was sentenced without conviction upon
Former engineering company directors Matthew and Alissa Walsh, of Riddells Creek, Victoria, have been disqualified from managing corporations for the maximum period of five years
ASIC has permanently banned Roderick Halligan, of Brisbane, Queensland, from providing financial services or having any involvement in a financial services business. Between 1 June
Former used-car finance broker Daniel Wilson has been convicted and fined $1,000 in relation to four charges of obtaining financial advantage by deception. During 2014,
The Administrative Appeals Tribunal (AAT) has endorsed and extended ASIC’s original decision to permanently ban former Victorian mortgage broker Rudy Noel Frugtniet from engaging in
ASIC has remade Class Order [CO 11/842] PDS requirements where a quote for a general insurance product is given, for a further five years. The
Between 1 July to 31 December 2021, ASIC prosecuted 104 company officers and related individuals for failing to assist registered liquidators. The prosecutions took place
ASIC has released its quarterly update for 1 October to 31 December 2021 (REP 717). During the quarter we completed investigations into matters arising from
Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trading in Contracts for Difference (CFD) of PanAust Limited
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