ASIC has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu’s advice. Mr Xu was
The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in question involved
ASIC has deferred the first reporting date for superannuation funds to disclose their portfolio holdings because the regulations supporting the requirements have not yet been
ASIC has today published Information Sheet 252: Managing conduct risk during LIBOR transition (INFO 252) on practical guidance that Australian entities can adopt to manage
Mr Zinan Ou, 44, of Beverley Park in New South Wales, has pleaded guilty to making a false or misleading statement to ASIC. Mr Ou
Former BitConnect Australian national promoter, John Louis Anthony Bigatton, of Carss Park, New South Wales, has been charged following an ASIC investigation. Mr Bigatton promoted
Former Murray Goulburn managing director Gary Helou and former chief financial officer Bradley Hingle have been disqualified from managing corporations by the Federal Court, following
Mr Zhuo Wang, a mortgage broker from Gladesville, New South Wales, has pleaded guilty to one count of knowingly making false statements in three credit
ASIC has secured $10 million in remediation from Allianz Australia Insurance Limited (Allianz) and AWP Australia Pty Ltd trading as Allianz Global Assistance (AWP) for
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