On 23 October 2024, MCI Global Investments Advisors Limited entered into Creditors Voluntary Liquidation. Gareth Howarth of Path Business Recovery Limited was appointed as liquidator.
The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct. The survey of over
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has released today the Report ‘From black box to open book?’.
On 18 October 2024, ASIC cancelled the Australian financial services (AFS) licence of Next Generation Advice Pty Ltd (in Liquidation) (Next Gen). Next Gen’s licence
I am delighted that this event has been widened out to the whole wealth management sector, not just the PIMFA membership, and to see so
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued today its annual European Common Enforcement Priorities (ECEP) Statement
ASIC has commenced court proceedings alleging QBE Insurance (Australia) Limited (QBE) misled customers about the value of discounts offered on certain general insurance products. Between
The FCA and the Practitioner Panel have published a report from our 2023/24 joint survey of FCA regulated firms. We have published the findings of
We have written to investors in Novus Black Fund UK Ltd (Novus Black Fund), an alternative investment fund based in the UK. Novus Black Fund
Search below to find any information or documents you are interested in.
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.