HSBC Bank Australia Limited (HSBC Australia) failed to adequately protect customers scammed out of millions of dollars, according to documents filed by ASIC in the
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published a Consultation Paper seeking stakeholders’ views on how
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing Q&As with further details on specific aspects of
ASIC has cancelled the Australian financial services licence held by Macgill Financial Services Pty Ltd ACN 096 357 630 (Macgill Financial Services) on 29 November
ASIC has cancelled the Australian financial services licence held by Patrick Joseph O’Neill on 9 November 2024, due to Mr O’Neill’s failure to comply with
Registered company auditor Joseph John Santangelo will not be able to audit companies until June 2026 after the Companies Auditors Disciplinary Board (CADB) found that
Former Vocus Group Limited chair Vaughan Bowen has been acquitted of insider trading charges following a nearly five-week trial in the Melbourne County Court. A
ASIC is urging directors, preparers of financial reports and auditors to be aware of the enduring and ongoing focus areas in its proactive surveillance of
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today launched a consultation to gather feedback following changes to
Search below to find any information or documents you are interested in.
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.