News

ASIC has disqualified former financial and insurance services industry director, Christian Oey, of Dural NSW, from managing corporations for the maximum period of five years

The Administrative Appeals Tribunal (AAT) has varied ASIC’s decision to permanently ban Todd Karamian from providing financial services and carrying on a financial services business

Supervising the integrity of Australia’s equity markets is one of ASIC’s most important functions. A clean market that is fair, orderly, and transparent is critical

ASIC has suspended the Australian financial services (AFS) licence of HLK Group Pty Ltd (HLK Group) for a period of six months until 27 December

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) are calling on superannuation trustees to boost efforts to track and

ASIC is calling on AFS licensees to assess the accuracy of records about their financial advisers on the Financial Advisers Register after a spot check

It’s now 3 months to go until the 1-, 3- and 6-month synthetic US dollar LIBOR settings are expected to cease after publication on Monday 30

Ferratum Australia Pty Ltd (in liquidation) has been ordered to pay a total of $16 million in penalties by the Federal Court for numerous contraventions

Thank you for the opportunity to appear today on behalf of ASIC. ASIC administers and enforces a broad range of legislation relating to the provision