ASIC has restricted Energy World Corporation Limited (EWC) from issuing a reduced-content prospectus for listed entities for the next 12 months. ASIC was satisfied that
ASIC has made two interim stop orders preventing Trademax Australia Limited from opening trading accounts or dealing in contracts for difference (CFDs) or margin foreign
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its Position Paper on “Building more effective and
Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2
ASIC has banned former financial adviser Gawad Nabi from providing financial services for a period of three years. Mr Nabi was an authorised representative of
The National Anti-Scam Centre (NASC) has released its Investment Scam Fusion Cell Report, which outlines findings of the first Fusion Cell co-led by Australian Competition
Check against delivery Good evening, everyone: the Assistant Treasurer and Minister for Financial Services Stephen Jones, Commissioners, colleagues and guests. Welcome to the ASIC UTS
ASIC has released Information Sheet 281 FAQS: Relevant providers – Accessing the experienced provider pathway (INFO 281) to provide guidance to financial advisers and Australian
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching today a public consultation on non-equity trade transparency, reasonable
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