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Acknowledgment of Country & Introduction Good morning, everyone. Thank you for the invitation to speak here today. Before I begin, I’d like to acknowledge the

Kristofer McGuire, Keith Williamson and Karla Walker have been charged with multiple offences, including fraud by false representation and fraudulent trading, after they targeted victims

ASIC welcomes the Government’s action to progress implementation of rules for competition in clearing and settlement. Earlier this week, the Assistant Treasurer made the Corporations

ASIC has published Information Sheet 282 Unsolicited contact leading to financial advice (INFO 282), which outlines how financial services laws apply to unlicenced entities referring

Check against delivery Good evening. I would like to start by acknowledging the Traditional Owners of the land on which we meet, the Whadjuk Noongar

ASIC today has outlined an expanded program of work to enhance the integrity and quality of financial reporting and auditing in Australia in achieving the

Umuthi Healthcare Solutions has withdrawn its reference to the Upper Tribunal. Umuthi was challenging the FCA’s decision to discontinue the listing of its standard shares

Following the public statement of 14 December 2023, the European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published

ASIC has cancelled the Australian financial services (AFS) licence of Octillion Partners Pty Ltd. ASIC determined that Octillion: did not comply with the financial services