From 16 February 2024, all relevant providers, including time-share advisers, must be registered with ASIC. Provisional relevant providers cannot be registered. Between 1 February 2024
Industry concerns AFMA cited concerns on behalf of industry that the amended UCT regime would apply to certain sophisticated participants in financial markets who are
Aryn Hala of Redbank Plains, Queensland, has been charged with nine offences of carrying on a financial services business without a licence under 911A (1)
The Joint Board of Appeal (“the Board”) of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) unanimously decided to dismiss the appeal
The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to all authorised deposit-taking institutions (ADIs)
The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in
Former Ralan Group managing director William O’Dwyer has been sentenced to immediate imprisonment after pleading guilty to six offences of obtaining a financial advantage by
Check against delivery My name is Alan Kirkland and I’m an ASIC Commissioner joining you from Sydney. I am joined by Nathan Bourne, the Senior
ASIC has accepted a court enforceable undertaking from buy now, pay later provider Elevare Pay Easy Pty Ltd, trading as Elepay. Elepay offers funding to
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