The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without
Members Equity Bank Limited (ME Bank) has been ordered by the Federal Court to pay a penalty of $820,000 after pleading guilty to criminal charges
ASIC has assessed that these class orders are generally operating effectively and efficiently and continue to form a necessary and useful part of the legislative
The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today the first set of final draft technical standards under the DORA
ASIC’s records show that as at 9am on 18 January 2024, 4,036 (26%) financial advisers who provide personal advice to retail clients on relevant products
Name: PlanAndInvests (planandinvests.com) Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over
On 21 December 2023, a liquidator disciplinary committee (the Committee) decided that conditions should be imposed on Steven Naidenov, a registered liquidator. In summary, the
On 15 January 2024, Aviation and Tech Capital Ltd t/a Ablrate (Ablrate), a regulated Peer-to Peer (P2P) firm entered administration. Sean Bucknall, Brian Burke and
The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance
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