Day: April 19, 2023

ESMA finds data quality significantly improves under new monitoring approach

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published the third edition of its Data Quality Report under the European Markets Infrastructure Regulation (EMIR) and the Securitised Financing Transactions Regulation (SFTR) reporting regimes. The report highlights the increased use of transaction data by EU financial regulatory authorities in …

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COWEN CAPITAL GROUP

Unauthorised firm details Name: COWEN CAPITAL GROUP Address: 599 Lexington Avenue, New York, NY, UNITED STATES OF AMERICA, 18022 Telephone: +15187301866 Fax: +15189096447 Email: [email protected] Website: www.cowencapitalgroup.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you …

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FX Rally

Unauthorised firm details Name: FX Rally Address: Charles Court, 104 Main Street, Tortola VG1110, British Virgin Islands Telephone: 442080595404 Email: [email protected] Website: https://fxrally.co/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …

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HAMPDEN & CO PLC (Clone of FCA Authorised Firm)

Clone firm details Fraudsters are using the following details to scam people: Name: HAMPDEN & CO PLC (Clone of FCA Authorised Firm) Website: https://hampdenandcobk.com/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They …

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FCA announces plan to deliver significant redress to Woodford investors

Following an investigation by the FCA, Link Fund Solutions (LFS) has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity Income Fund (the WEIF) of up to approximately £235 million. The redress is to cover losses to …

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Millions of customers together save nearly £1 billion due to overdraft rule changes

Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft. The £1 billion in savings for customers is from two separate measures the FCA introduced. This includes: More than £500 million saved due to pricing …

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Cairns pawnbroker and banned employee charged with unlicenced credit

Cairns pawnbroker, Cash Lenders Pty Ltd (Cash Lenders) and former director Colin Hulbert have been charged in relation to engaging in credit activity without a licence. Mr Hulbert has also been charged with engaging in conduct that contravened an order banning him from engaging in any credit activities. ASIC alleges between July 2015 and May …

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