The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) launched today a public consultation on the second batch of policy mandates under the Digital Operational Resilience Act (DORA). Today’s package includes four draft regulatory technical standards (RTS), one set of draft implementing technical standards (ITS) and two sets of guidelines (GL). These policy …
More people could access advice or support to help make their money work harder under proposals set out today by the Financial Conduct Authority (FCA) and the Government. The potential options aim to help more people benefit from investment opportunities, provide for later life, save for major expenses or tidy up their finances. The FCA …
Mae’r Awdurdod Ymddygiad Ariannol (FCA) wedi cynnig rheolau newydd i gynnal mynediad rhesymol i arian parod ar gyfer cwsmeriaid personol a busnes ledled y DU. Mae hyn yn dilyn pwerau newydd a roddwyd i’r FCA gan Ddeddf Gwasanaethau a Marchnadoedd Ariannol 2023. O dan gynigion yr FCA, bydd angen i fanciau a chymdeithasau adeiladu dynodedig …
Name: BLOCKFXCAPITES Email: [email protected] Website: www.blockfxcapitec.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: marketsxp Address: Academy House, Shedden Park Road, Kelso, Roxburghshire, SCOTLAND, TD5 7AL Telephone: 08007074047 Email: [email protected] Website: www.marketsxp.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …
Name: The Trading Environment Website: www.thetradingenvironment.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: CAPITALFX.LTD Address: HATTON GARDEN, FIRST FLOOR, LONDON, UNITED KINGDOM, EC1N 8LE Docklands 3008, Victoria, AUSTRALIA Email: [email protected] Website: www.capitalfx.ltd Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
The Federal Court has today ordered Australia and New Zealand Banking Group Limited (ANZ) to pay a penalty of $900,000 for breaching its continuous disclosure obligation during a $2.5 billion institutional share placement in 2015. The Court declared that ANZ contravened section 674(2) of the Corporations Act by failing to notify the Australian Securities Exchange …
ANZ to pay $900,000 penalty for continuous disclosure failure Read More »
ASIC has disqualified former food services industry director Simon Cauchi of Albury, NSW, from managing corporations for one and a half years due to his involvement in the failure of four companies. Between September 2015 and October 2021, Mr Cauchi was the director of four companies: Fresh Food Wholesale Pty Ltd (ACN 633 256 112); …
ASIC disqualifies food services industry director for one and a half years Read More »
The Financial Services and Credit Panel (FSCP) has made a registration prohibition order against financial adviser Timothy Anderson from 7 December 2023 until after 17 May 2025. Mr Anderson was found to be insolvent under administration. Mr Anderson has had his registration as a financial adviser cancelled and is prohibited from being registered with ASIC. …
Financial Services and Credit Panel issues registration prohibition order Read More »
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.