Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director identification requirements. Alexander Henry was convicted ex-parte on 3 May 2024 of contravening section 1272C(2) of the Corporations Act 2001 for failing to have a director identification number. Mr Henry is a director …
ASIC has commenced urgent proceedings in the Federal Court against Sunny Mahendra Prakash and his related companies, Principal Financial Services Pty Ltd, Self-Managed Super Pty Ltd, Provest Enterprises Pty Ltd and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund (Related Companies). Mr Prakash is a certified practising accountant, registered tax practitioner, self-managed superannuation fund …
ASIC freezes assets of Brisbane financial advisor Read More »
ASIC is calling on superannuation trustees to renew efforts to protect members from unscrupulous operators amid evidence of inadequate oversight of advice fee deductions. A newly published ASIC report outlines key findings from a review of the progress superannuation trustees have made in addressing deficiencies in their monitoring of fee deductions for the provision of …
ASIC calls on super trustees to improve gatekeeping of member savings Read More »
Following an ASIC investigation, the Markets Disciplinary Panel (MDP) has fined J.P. Morgan Securities Australia Limited (JPMSAL) $775,000 for permitting suspicious client orders to be placed on the futures market, ASX 24. The MDP found JPMSAL should have suspected 36 orders placed by a client between 11 January 2022 and 3 March 2022 were submitted …
J.P. Morgan Securities $775,000 penalty for market gatekeeper failure Read More »
Name: HWP INVEST / HEDGE WEALTH PARTNERS Address: 60 Leadenhall Street, London, UNITED KINGDOM, EC3V 1LT Email: [email protected] Website: www.hedgewealthpartners.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
Fraudsters are using the following details to scam people: Name: Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) Address: Brand Istanbul Park, Beylikduzu, Istanbul, TURKEY Telephone: +905519998100 Website: https://topmarkets.io, https://pivotinvesting.com, https://pivotinvesting.com/icm Scammers may give out other false details, including email addresses, telephone numbers, postal addresses …
Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group Read More »
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