May 29, 2024 – Brokerage Entities

Auditor and audit firm admit to independence failures

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ASIC has accepted a court-enforceable undertaking from registered company auditor Robert Johnson and audit firm Hardwickes, based in Canberra. Following an ASIC investigation, Mr Johnson admitted he failed to ensure the audit of property development company, Consolidated Builders Limited, was conducted in accordance with ethical requirements outlined in the APES 110 Code of Ethics for …

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ASIC suspends AFS licence of Aurora Funds Management Limited

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ASIC has suspended the Australian financial services (AFS) licence of Aurora Funds Management Limited (Aurora) (AFSL 222110) until 20 September2024. Aurora is the responsible entity of 6 registered managed investment schemes, the Aurora Absolute Return Fund (ARSN 110 303 430); HHY Fund (ARSN 112 579 129); Aurora Property Buy-Write Income Trust (ARSN 125 153 648); …

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ASIC disqualifies NSW director for five years

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ASIC has disqualified Andrew Liam Parry of Wentworth Falls, NSW, from managing corporations for the maximum period of five years due to his involvement in the failure of four companies. Between June 2014 and July 2023, Mr Parry was the director or officer of four companies that entered liquidation of: On Solar Aus Pty Ltd, …

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Intelligent Money Ltd enters administration

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Intelligent Money Ltd (Intelligent Money) is a self-invested personal pension (SIPP) operator authorised and regulated by the FCA. On 28 May 2024, the directors of Intelligent Money appointed Richard Heis and Edward Boyle of Interpath Advisory as joint administrators. The joint administrators are qualified insolvency practitioners. Action taken prior to the appointment of the administrators …

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ESMA reminds on rules for sharing information during pre-close calls

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The European Securities and Markets Authority (ESMA) issued today a statement reminding issuers about the applicable legislative framework to “pre-close calls” and encouraging them to follow good practices when engaging in such calls, with the goal of contributing to maintain fair, orderly, and effective markets. Following some recent news in the media suggesting a connection …

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INSTANTICS

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Name: INSTANTICS Address: 78 Trevor Crescent, Blenheim, Central Blenheim, UNITED KINGDOM Mobile: +447460658944 Email: [email protected] Website: www.instantics.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the …

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CEXMININGS

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Name: CEXMININGS Mobile: +447503946013 Website: www.cexminings.netlify.app Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

DIGIT MINES

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Name: DIGIT MINES Address: 9 Kingsway, London, WC2B 6XF Email: [email protected], [email protected] Website: https://digitmines.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

WORLD-SAFETRADE.NET

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Name: WORLD-SAFETRADE.NET Address: Stony Stratford, Milton Keynes, Buckinghamshire, UNITED KINGDOM, MK11 1BN Email: [email protected] Website: www.world-safetrade.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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PRIME-CHAIN.COM

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Name: PRIME-CHAIN.COM Address: Stony Stratford, Milton Keynes, Buckinghamshire, UNITED KINGDOM, MK11 1BN Email: [email protected] Website: www.prime-chain.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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Day: May 29, 2024

Auditor and audit firm admit to independence failures

ASIC suspends AFS licence of Aurora Funds Management Limited

ASIC disqualifies NSW director for five years

Intelligent Money Ltd enters administration

ESMA reminds on rules for sharing information during pre-close calls

INSTANTICS

CEXMININGS

DIGIT MINES

WORLD-SAFETRADE.NET

PRIME-CHAIN.COM

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