Warnings

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FCA sets out initial findings on bank account access and closures

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The FCA has published the findings of its initial data exercise on bank account access and closures. The information supplied by banks, building societies and payment companies suggests that no firm closed an account between July 2022 and June 2023 primarily because of a customer’s political views. The Payment Accounts Regulations ban banks or building …

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Interactive Brokers pays $832,500 penalty for ‘negligent’ and ‘reckless’ conduct

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Market participant Interactive Brokers Australia Pty Ltd (ACN 166 929 568) (Interactive Brokers) has paid a penalty of $832,500 to comply with an infringement notice from the Market Disciplinary Panel (MDP). The outcome follows the MDP finding that Interactive Brokers was ‘negligent’ in its failure to identify suspicious trading conducted by one of its clients. …

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ASIC extends date for financial adviser registration requirement

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ASIC is extending the date by which relevant providers – financial advisers who provide personal advice to retail clients on relevant financial products (including time share advisers) – must be registered. Relevant providers will now need to be registered by 1 February 2024. The reason for the further extension is that the Treasury Laws Amendment …

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MATRIXVEST

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Name: MATRIXVEST Address: Nascot Wood Road, Watford, England, UNITED KINGDOM, WD17 4WE Email: [email protected] Website: https://matrixvests.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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CRYPTO INGER

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Name: CRYPTO INGER Address: Royal Exchange Avenue Building 6, London, UNITED KINGDOM, EC3V 3LT Telephone: +13235975405 Email: [email protected] Website: www.cryptoinger.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …

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ESAs warn of risks resulting from a fragile economic outlook

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The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) today issued their Autumn 2023 Joint Committee Report on risks and vulnerabilities in the EU financial system. The Report underlines the continued high economic uncertainty. The ESAs warn national supervisors of the financial stability risks stemming from the heightened uncertainty, and call for vigilance …

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MASTER FX OPTIONS

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Name: MASTER FX OPTIONS Website: https://masterfx-options.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Equitiz

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Name: Equitiz Address: Bahnhofstrasse 52, Zürich, SWITZERLAND, 8001 Telephone: +442081575523 Email: [email protected] Website: www.equitiz.co Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

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