Unauthorised firm – Rogerfin Email: [email protected] Website: https://rogerfin.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Trevor William Martin, former Kiama financial advisor, has been sentenced to three years’ imprisonment to be served by way of Intensive Corrections Order (ICO), for dishonestly obtaining client funds under the NSW Crimes Act. Mr Martin was ordered to serve 750 hours of supervised community service as part of the ICO. On 1 May 2019, …
Unauthorised firm – Parantoux Trading \ Parantoux Capital Address: Two International Finance Centre, 8 Finance Street, HONG KONG, Central 745 Fifth Avenue, Suite 500, New York, NY, UNITED STATES OF AMERICA, 10151 Level 42, Suntec Tower, Three 8 Temasek Boulevard, SINGAPORE, 38988 12 Tuckey’s Lane, Gibraltar, GIBRALTAR, GX11 1AA Telephone: +8 5258033608, +1 3472693170, 6531580466, …
In coordination with the Council of Financial Regulators, ASIC will focus its regulatory efforts on challenges created by the COVID-19 pandemic. Until at least 30 September 2020, the other matters that ASIC will afford priority are where there is the risk of significant consumer harm, serious breaches of the law, risks to market integrity and …
ASIC recalibrates its regulatory priorities to focus on COVID-19 challenges Read More »
Unauthorised firm – BitMex Email: [email protected] Website: www.bitmex.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
AMP Life Limited (AMP Life) has paid a penalty of $275,500 and AMP Capital Investors Limited (AMP Capital) has paid a penalty of $250,500 to comply with infringement notices issued by ASIC. ASIC issued the infringement notices as it considers there are reasonable grounds to believe there were breaches of the ASIC Derivative Transactions (Reporting) …
AMP Life and AMP Capital pay penalties in relation to trade reporting rules Read More »
Unauthorised firm – Olympius Global Telephone: 2037694350 Email: [email protected] Website: www.olympiusglobal.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – ForexBit Address: 33 Canada Square, Canary Wharf, London, UNITED KINGDOM, E14 5L Telephone: +4 4 20 3966 6292; +44 20 3966 4727 Email: [email protected] Website: www.forexbit.com; https://www.forexbit.co/ Other Information: Telephone: +44 20 8089 8541; +44 208 089 8074 Email: [email protected]; [email protected] Websites: https://www.forexbit.live Be aware that some firms may give out other …
Unauthorised firm – GCG24 / Global Consulting Group Address: Suite 305, Griffith Corporate Centre, Box 1510, Beachmont, Kingstown, ST. VINCENT AND THE GRENADINES Telephone: 1772368050 Email: [email protected] Website: www.gcg24.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – FTEFX Address: c/o Suite 305, Griffith Corporate Centre, Beachmont, Box 1510 Kingstown, St. Vincent and the Grenadines, ST. VINCENT AND THE GRENADINES Telephone: +4 475 2066 5025 Email: [email protected] Website: https://ftefxpro.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, …
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.