Unauthorised firm – WOLF Address: Mailbox Birmingham, Royal Mail St, Birmingham, B11RS Email: [email protected] Website: www.missold-investment.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
The Federal Court has found technology and services company GetSwift Limited (GetSwift) made misleading statements and breached its continuous disclosure obligations when making statements to the Australian Securities Exchange (ASX) between February and December 2017. The Court also found GetSwift directors Mr Bane Hunter and Mr Joel Macdonald failed to meet their obligations as directors …
Unauthorised firm – GREENHILL INTERNATIONAL LLC Address: 1285 6th Avenue, New York, NY, UNITED STATES OF AMERICA, 10019 Telephone: +16468097015 Fax: +16464033973 Email: [email protected] Website: www.greenhillinternationalllc.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has commenced civil penalty proceedings in the Federal Court against Ferratum Australia Pty Ltd (Ferratum) for charging prohibited fees and overcharging consumers who paid off loans early. ASIC alleges that between March 2019 and August 2021, Ferratum breached consumer credit protection laws in relation to small amount credit contracts by: charging borrowers prohibited fees …
ASIC has today released information for product issuers and market operators on how they can meet their regulatory obligations in relation to crypto-asset exchange traded products (ETPs) and other investment products. The information covers good practices for market operators in how they admit and supervise these products, and good practices for product issuers in how …
ASIC releases guidance on crypto-asset related investment products Read More »
Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: Credit Suisse (UK) Limited (Clone of FCA authorised firm) Address: C S Application Centre, 7 Bell Yard, London, UNITED KINGDOM, WC2A 2JR Telephone: 0207 183 9066, 02037693578, 02045772656 Email: [email protected], [email protected], [email protected] …
Credit Suisse (UK) Limited (Clone of FCA authorised firm) Read More »
Former director of Knight & Day Eating Pty Ltd, Timothy Lee Knight, of Ivanhoe East, Victoria, has been charged with making a false or misleading statement to ASIC. It is alleged that in May 2019, Mr Knight lodged a Form 6010 with ASIC to voluntarily deregister Knight & Day Eating, in which he falsely or …
Victorian director charged with making a false statement to ASIC Read More »
Unauthorised firm – PrimeBTC Telephone: 02078801255 Email: [email protected] Website: primebtc.io Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
The Administrative Appeals Tribunal (Tribunal) has amended ASIC’s decision to ban Mr Mark Schroeder from providing financial services (20:029MR). In February 2020, ASIC banned Mr Schroeder, from providing financial services for six years for his role in numerous compliance failures by Spectrum Wealth Advisers Pty Ltd (Spectrum). Mr Schroeder was a director, chief executive officer, …
AAT varies ASIC ban of former Spectrum Wealth director Mark Schroeder Read More »
ASIC has launched civil penalty proceedings in the Federal Court against Insurance Australia Limited (IAL) following IAL’s failure to honour discount promises made to its customers. ASIC alleges that IAL engaged in misleading or deceptive conduct and made false or misleading representations to some NRMA Insurance customers by stating that customers were eligible for certain …
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