Unauthorised firm – Harper and Brown / Harper & Brown Address: H Hotel Office Complex, 23rd Floor, 1 Sheikh Zayed Road, Dubai, UNITED ARAB EMIRATES, 125511 Beethovenstrasse 35, Zurich, SWITZERLAND, 8002 Telephone: 2036959224, 2035142975, 2036951281 Email: [email protected] Website: www.harperandbrown.com Be aware that some firms may give out other details or change their contact details over …
ASIC has accepted a court enforceable undertaking (EU) from Gold Coast-based accountant, Jenan Oslem Thorne of Saber Superannuation Pty Ltd after it found she had failed to act in the best interests of her clients and had prioritised her own interests above their interests. The undertaking prevents Mrs Thorne (also known as Cenan Thorne or …
Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months imprisonment after pleading guilty to falsifying entries in Deutsche Bank’s internal financial records and systems. Mr Donaldson, now living in New Zealand, pleaded guilty to one charge of using his position dishonestly …
Former Sydney FX trader sentenced for falsifying trading entries Read More »
Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: IMC Financial Services Ltd (clone of an FCA authorised firm) Address: 15 Sheen Lane, Mortlake, UNITED KINGDOM, SW14 8HY Telephone: 7537127944 Email: [email protected] Website: www.imc-investments.com Be aware that scammers may give out …
IMC Financial Services Ltd (clone of an FCA authorised firm) Read More »
Zurich Capital Management Address: Prime Tower, Hardstrasse 201, 8005 Zürich, Switzerland Telephone: 0203 740 2906, +41 43 5880 646, 0800 048 8170 Email: [email protected] Website: https://brochure.bondinvestuk.com; zurichcapitalmgmt.com/index.html
Unauthorised firm – Miller Davis & Partners / Miller Davis and Partners Address: 1015 15th St NW %23600, Washington, DC, UNITED STATES OF AMERICA, 20005 Telephone: +1 2026020613 Email: [email protected] Website: www.millerdavisconsultancy.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers …
Miller Davis & Partners / Miller Davis and Partners Read More »
Unauthorised firm – Astaria Group Address: 3 More London Riverside, London, UNITED KINGDOM, SE1 2RE Telephone: 2070622004, 2038874645 Email: [email protected] Website: www.astaria-group.com Other Information: Please note: Astaria Group is in no way associated or affiliated with authorised firm Active Asset Management (Scotland) Limited (FRN: 609189). Astaria Group has previously claimed on its website that there …
Former Adelaide financial adviser, James Gibbs, has pleaded guilty to 28 dishonesty offences committed when he was a financial planner and director of James Gibbs Investments Pty Ltd (JGI). JGI operated in Franklin St, Adelaide. ASIC alleged that between 20 August 2009 and 30 July 2016, Gibbs stole approximately $4.88 million of funds that he …
Former Adelaide financial adviser pleads guilty to theft of $4.88 million Read More »
ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Jade Capital Partners Pty Ltd (Jade Capital), which provided managed discretionary account (MDA) services, and banned one of its directors, James Clinnick, from providing financial services. Jade Capital’s licence cancellation took effect on 11 January 2019. Mr Clinnick will be banned for a period …
ASIC cancels AFS licence of Jade Capital Partners and bans one director Read More »
ASIC today issued a report on the results from its audit firm inspections for the period 1 January 2017 to 30 June 2018. ASIC conducted inspections of 20 Australian audit firms of varying sizes. In 24% of the total 347 key audit areas that ASIC reviewed across 98 audit files, auditors did not, in our …
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