ASIC made an interim stop order on 30 March 2023 preventing CVC Limited (CVC) from offering or distributing CVC Notes 2 because of deficiencies with
Three people have been convicted for investment fraud and sentenced to a total of 24 and a half years for their roles, in a prosecution
The FCA and ASA have teamed up with Sharon Gaffka to help educate fin-fluencers about the risks involved in promoting financial products. In addition, the
ASIC has today cancelled the Australian financial services licence held by Oztures Trading Pty Ltd trading as Binance Australia Derivatives (Binance). The licence cancellation was
ASIC has today cancelled the Australian financial services licence held by Oztures Trading Pty Ltd trading as Binance Australia Derivatives (Binance). The licence cancellation was
The FCA has taken urgent steps with the High Court to successfully appoint Interim Managers (the High Court appointed Shane Crooks, Mark Shaw and Emma
ASIC has cancelled the Australian financial services (AFS) licence of Starfish Financial Services Pty Ltd (Starfish). The licence authorised Starfish to deal in interests in
The FCA has started criminal proceedings against 4 individuals for conspiracy to commit fraud and for conspiracy to carry out regulated activity without authorisation, against
In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further
These conditions prevent Mrs Campbell from performing any activity for which she has approval, without the FCA’s written consent. We have taken this action because
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