The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the results of the annual transparency calculations for

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This

ASIC has launched its first court action against alleged greenwashing conduct, commencing civil penalty proceedings in the Federal Court against Mercer Superannuation (Australia) Limited (Mercer)

The Star Entertainment Group Ltd (The Star) has provided for fines and penalties of $150 million from alleged non-compliance with anti-money laundering laws in its

ASIC has commenced civil penalty proceedings in the Federal Court against Noumi Limited (formerly Freedom Foods Group Limited), its former managing director and CEO Rory

The FCA has secured money that will be paid to consumers that were subject to illegal contracts for difference (CFDs) forex trading promotions made by

Unauthorised firm – Crypto Meta5 Address: 22 International Division, Via G.B., Pirelli Telephone: +15024823278 Email: [email protected] Website: www.crypto-meta5.com Be aware that some firms may give

ASIC has banned former mortgage broker and property spruiker Christine Betty Childs, of Sunshine Coast, Queensland, from providing financial services for eight years. ASIC banned

ASIC has prosecuted 81 individuals from 1 July 2022 to 31 December 2022 for failing to assist registered liquidators. These prosecutions follow the failure of

The Federal Court has found Membo Finance Pty Ltd (Membo) and its sole credit representative, Richmond Group Financial Services Pty Ltd (RGFS), trading as ClearLoans,