ASIC has imposed additional conditions on the Australian financial services (AFS) licence of AxiCorp Financial Services Pty Ltd (AxiCorp, AFS licence 318 232) to ensure

Mr Henan Gao of Ryde, New South Wales, the director of Shinning Crown International Pty Ltd (SCI), has pleaded guilty to one count of failing

On 24 February 2021, Mr Ahmed Saad, of Glenroy, Victoria, appeared in court charged with dishonestly obtaining a financial advantage by deception for another and

ASIC has released an immunity policy for certain contraventions of the Corporations Act, which includes serious offences such as market manipulation, insider trading and dishonest

Mr Zhonghan Wu, also known as John Wu, former chief financial officer of Traditional Therapy Clinics Limited (TTC), appeared before the District Court of NSW

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Poynter Hargraves Financial Consultants Pty Ltd (Poynter Hargraves). This follows a targeted

ASIC has cancelled the Australian Credit Licence of Melbourne-based Australian Golden Securities Pty Ltd (Australian Golden Securities) (formerly AFS Capital Securities Ltd), effective 25 January

The additional licence conditions imposed on Pershing Securities Australia Pty Ltd (PSAL) in December 2019 have been removed as of 14 December 2020. These conditions

A former registered liquidator from Lewisham, New South Wales, Ms Amanda Young, has pleaded guilty to one count of fraud relating to the liquidation of

On 7 January 2021, the Administrative Appeals Tribunal (AAT) decided by consent that Mr Trajan John Kukulovski’s liquidator registration be suspended for a period of